Meet the Bank General Counsels

05/12/2022
The panelists will talk about their professional path, a “typical day”, and what is keeping them up at night....
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Blockchain Law: Financial Regulation and Privacy in the Era of Cryptocurrencies, NFTs, and other Blockchain-based Technology

03/16/2022
Join us for a two-part panel that will cover key regulatory and privacy topics....
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D&O Insurance Coverage for Private Equity Firms

03/02/2022
The panel will discuss the state of the D&O insurance market, emerging risks and resulting insurance claim activity. The panelists will cover several common coverage disputes and how to avoid them in structuring general partnership liability (GPL) and traditional D&O policies....
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Digital Engagement Practices - The Newest Game in Town?

01/27/2022
Join our panelists as they discuss digital engagement practices, including gamification, current regulatory issues raised by digital engagement practices and possible future regulatory responses....
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Meet the Bank Regulators

12/10/2021
Please join us for a panel discussion with the Bank Regulators from Federal Deposit Insurance Corporation and the Massachusetts Division of Banks....
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Introduction to Private Fund Structures

12/01/2021
A general overview of potential structures and key terms and legal and regulatory considerations when forming and advising unregistered funds....
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It’s the Vote that Matters

09/22/2021
Mutual Fund proxy campaigns involve numerous moving parts....
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Fundamentals of an Investment Advisory & Investment Company Legal Practice: LIVE ONLY

05/25/2021
The program will describe generally the various types of investment advisers/investment vehicles, the relevant statutes/rules/regulations, and what a securities/IM lawyer does, both in-house and at a firm....
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Rule 2a-5: Are you Ready for the SEC’s New Fund Valuation Rule?

05/20/2021
This is the first time in more than half a century that the SEC has comprehensively tackled valuation rules for investments held by registered investment companies....
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