The Financial Services Section addresses a broad array of matters of interest to banks and other financial institutions, focusing in particular on relevant legislative and regulatory developments.

Financial Services Committees

  • Banking Committee
    This committee deals with a broad array of matters of interest to banks and other financial institutions, focusing in particular on relevant legislative and regulatory developments.
  • Broker-Dealer Committee
    The Committee focuses on legal and regulatory issues relevant to the broker-dealer community, such as the establishment and operation of broker-dealers, industry developments, key enforcement, litigation and arbitration decisions and compliance challenges.
  • Civil Enforcement Committee
    This Committee focuses on how financial services firms interact with their regulators in the context of civil enforcement, addressing issues arising from investigations, examinations, litigation, compliance, settlement, and related concerns.
  • Insurance Law Committee
    This committee covers all areas of insurance law, including property, casualty, life, health, disability, professional liability, fidelity, surety, excess surplus and reinsurance, from the perspective of policyholders, carriers and third parties.
  • Investment Companies and Advisers Committee
    This committee meets to discuss matters affecting investment advisers, mutual funds and private funds, including proposed legislation, developments in federal and state regulation, evolving legal issues and compliance challenges
  • Securities Enforcement & Civil Litigation Committee
    This committee aims to foster dialogue among the legal and investigatory staff of securities regulators, lawyers who represent companies and persons involved in regulatory investigations/enforcement proceedings and lawyers who represent plaintiffs in private securities litigation and shareholder derivative actions.
  • Steering Committee
    The leadership committee of the Section organizes programs and discusses policy. To inquire about opportunities, please contact the Section Co-Chairs.