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BBA Webinar: The Nuts & Bolts of Federal Securities Enforcement

Friday, December 11, 2020 12:00 PM to 1:00 PM
On-Line

To register for this event, please log in to the Boston Bar web site.

Description:

The BBA presents live webinars and virtual events via Zoom. Please register for this program through your BBA account at least two hours before the start time of the program to receive the Zoom webinar link.

Learn the basics of SEC practice and procedure from the beginning of an Enforcement investigation through resolution. 

 

Topics will include:

  • Triggering events and opening of a formal investigation
  • Responding to an investigation
  • The Wells process and Enforcement actions
  • Resolution and follow-on considerations

Registration Categories:

BBA Member – Free. Included as part of your membership.

Non-Member - $50.00

BBA Webinars & Virtual Events are supported by the Joan B. DiCola Fund. To learn more or support this fund, click here.

Sponsoring Section/Committee(s):

Speakers:

 

Contact:

Stiv Mucollari
smucollari@bostonbar.org

 

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