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BBA Webinar: POSTPONED: Friday Fundamentals: Introduction to State Securities Law Filings Related to Certain Business Transactions

Friday, April 30, 2021 12:00 PM to 1:30 PM


The BBA presents live webinars and virtual events via Zoom. Please register for this program through your BBA account at least two hours before the start time of the program to receive the Zoom webinar link.

Junior Corporate Associates are often tasked with making federal filings followed by various state filings related to transactions where securities were issued.  This program will cover general securities law concepts around Regulation D exemptions and related state level filings. The program will review statues and regulations as well as use of the EFD Online Filing System, and identify states that require paper filings (and the related forms/requirements).

Please reach out to the BBA staff contact listed below with any questions.

Registration Categories:

BBA Member – Free. Included as part of your membership.

Non-Member - $50.00

BBA Webinars & Virtual Events are supported by the Joan B. DiCola Fund. To learn more or support this fund, click here.

Sponsoring Section/Committee(s):



Douglas Newton


BBA Event Calendar