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The DOL Fiduciary Investment Advice Rule - Issues for Plan Sponsors and Recordkeepers

Thursday, September 15, 2016 12:00 PM to 1:00 PM
Boston Bar Association - 16 Beacon Street, Boston, MA


The Department of Labor has issued a final regulation re-defining what constitutes fiduciary investment advice under ERISA.  The regulation has sweeping implications for both plan sponsors and the recordkeepers that service their plans.  The panel will discuss some of the issues faced by recordkeepers and in particular areas of the rule that are ambiguous and may require further guidance from DOL.  The panel will also discuss some of the main issues that plan sponsors should be thinking about and what the rule may mean for them.

After this seminar, attendees will understand the contours of the new rule, some of the practical and other issues it is creating for recordkeepers and other plan service providers, and some of the implications and impacts the rule may have on plan sponsors.


Registration Categories:
BBA Member – Free. Included as part of your membership
Non-Member - $100.00

Not a member? Join the BBA today for free-access to this program any many others. Members also receive discounted rates for CLE programs and Conferences.

Refunds & Cancellations:
Please note that refunds will only be allowed for cancellation notices received at least 24 hours before the program.


Sponsoring Section/Committee(s):




Julia Carvalho


BBA Event Calendar