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Recent Developments and Ongoing Trends in FINRA Enforcement

Wednesday, April 10, 2013 12:30 PM to 1:30 PM
Boston Bar Association - 16 Beacon Street, Boston, MA


Stuart Feldman, Regional Litigation Counsel for FINRA's Boston office and Ian Roffman, partner at Nutter, will discuss recent developments in FINRA enforcement as well as trends outside counsel should know to better serve their clients.


Sponsoring Section/Committee(s):




Jennifer Jones


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