Regulatory Update from the Investment Company Institute and the Investment Adviser Association (12/9/2020)

Available: In Stock
Product No: 36822
Duration: 1.59 Hours
Publish Date : 12/9/2020

Item Description :

Please note - this purchase is for a digital download of the Learn Online Materials, including online viewing / download of the video presentation. 

BBA Member Price: FREE. Included as part of your membership
Non-Member Price: $100


Join our panel to hear thoughts on the latest regulatory developments pertaining to investment companies and investment advisers. Panel members will include representatives from the Investment Company Institute (ICI), the leading association representing the interests of regulated funds globally, as well as representatives from the Investment Adviser Association (IAA), the leading association representing the interests of registered investment advisers. Topics will include the derivatives rule, closed-end fund developments, the fund of funds rule, fund valuation, the advertising rule, the solicitation rule, proxy voting and ESG.


Matthew Thornton
Investment Company Institute

Kenneth Fang
Investment Company Institute

Sanjay Lamba
Investment Adviser Association

Sarah Buescher
Investment Adviser Association

Pricing :
Non-Member Pricing $100.00
BBA Member Pricing $0.00